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Chapter 4
Railroad Research and Development Program

Section 4.5
Track/Train Interaction

The Track/Train Interaction Program focuses on all aspects of vehicle/track interaction safety A number of train derailments or accidents cannot be attributed to defects in either track or train alone.  Rather, they result from the adverse dynamic interaction between the two or the existence of unsafe conditions at the wheel-to-rail interface, (i.e., improper lubrication or contact geometry).  Such interaction includes the instantaneous transfer of dynamic forces from vehicle to track and extends to cover cumulative effects on track degradation such as wheel and rail wear, surface fatigue of the railhead, and deterioration of track geometry.  Safety-related issues which will benefit from this research include the development of optimum wheel/rail profile maintenance and monitoring methods, the improved understanding of the impact of high-speed passenger service on existing tracks, and the influence of combined track geometry anomalies on vehicle safety, the establishment of limits of vehicle motion for minimum ride safety and quality, the refinement of performance-based vehicle-track interaction standards, and the development of guidelines for optimum inspection and maintenance practices to enhance system safety and durability.  Research in this area therefore presents an integral approach to understanding the behavior of the vehicle/track system in order to identify the safety implications arising from the dynamic interaction between track and train.

Elements of the FRA Track/Train Interaction Research Program will continue to involve joint efforts with two of the AAR’s Strategic Research Initiatives: Wheel/Rail Asset Life Extension, and Vehicle/Track Performance.  FRA’s program however will continue its increased emphasis on problems related to high-speed passenger and commuter services in direct collaboration with Amtrak, regional commuter rail authorities, APTA, and the freight railroads.

Why a Priority?

Certain train derailments continue to occur without proper explanations as to their cause.  Since most derailments result in significant damage to track or train or both, it is difficult to single out incidents caused by excessive vehicle dynamics or those caused by unsafe contact conditions. But, based on the most recent safety statistics published by FRA, more than 10 per cent of the reported derailments were due to excessive vehicle dynamics and geometry or wheel/rail profile irregularities.  Moreover, in recent years, the railroad industry has seen a proliferation of new and unconventional types of rolling stock, such as double-stack container cars and RoadRailers, which interact differently with track than do more conventional cars.  Other recent changes include higher operating speeds for freight and passenger services, the wide use of lubricants on rail to reduce wear and rolling resistance, and the application of rail grinding to remove cracks and other surface defects from rail, or to alter the nature of contact between wheel and rail.  FRA needs to continue research in this area to keep pace with the impact of such changes on rail safety, to improve its understanding of previously unexplained and new types of derailments or failures, and to revise its safety standards to accommodate such industry trends.

Objectives

The overall objective of this research is to improve the understanding of the safety aspects of track/train interaction in light of the continual and evolving changes in industry track maintenance practices and in the running equipment.  The research conducted will develop analytical tools, instrumentation, and test data that can accurately describe the interaction between the rolling stock and the supporting track structure.  Information and data established by this research program will be disseminated to the FRA Office of Safety and the railroad and supply industry to aid in the safety assurance of railroad operations and to promote safety practices within the industry.  More specific objectives include:

  • Reduce rail accidents due to poor vehicle/track interaction.

  • Improve understanding of safety-critical limits of wheel/rail dynamic behavior.

  • Establish safety criteria for the prevention of flange climb and other derailments.

  • Develop safety guidelines for wheel/rail profiles and contact conditions.

  • Develop limits for minimum passenger ride safety and quality to minimize injuries.

  • Establish the impact on safety resulting from the use of new lubricants and lubrication practices.

Expected Outcomes

Typical outcomes to be expected are as follows:

  • Improved analytical and experimental methods for assessing derailment risk due to anomalous interactions of track geometry and railcar suspension systems.

  • Performance-based standards and guidelines for vehicle/track interaction and ride safety and quality.

  • Safety standards and guidelines for transverse wheel and rail profiles.

  • Improved guidelines for rail grinding and lubrication for optimum wheel-rail contact and truck steering in heavy load and high-speed situations.

  • A comprehensive computer program for modeling and simulating railway vehicle/track systems, with an emphasis on the dynamic performance of both vehicle and track and their interactions through the wheel/rail interface.

  • Improved modeling of in-train dynamics and the development of better guidelines for train make-up.

Program Descriptions

DERAILMENT MECHANISMS & PREVENTION

Influence of Track Geometry

Heavy freight trains can cause degradation of track geometry in several dimensional parameters.  This degradation can be a function not only of axle loading and speed, but also of subgrade characteristics together with the tracking behavior of the trucks that support the railroad car.  Research efforts are now underway to address this problem and to assess the influence of the various elements—track, load, vehicle—to separate their individual contributions, and to assess where improvement in component—track or vehicle—performance will decrease the rate of track degradation under service loads.  This study will objectively determine the reduction of track quality over time under service, to aid in the development of recommended inspection and maintenance intervals, and to predict the onset of unsafe track conditions if adequate maintenance is not applied.

Future activities will broaden the base of knowledge regarding the limiting conditions of track geometry parameters that will allow safe passage of trains or may contribute to the risk of derailment.  Issues such as vehicle response to multiple repeated or combined track defects will be rationally examined through analysis and testing.  The objective is to develop guidelines for track geometry limits based on vehicle performance.  Progress in this research program provides support for the continual effort to improve FRA’s track geometry standards and to guide FRA’s inspection policy and frequency.

Other activities will focus on developing rational methods for identifying differing track qualities within the same track class.  Current FRA standards identify various classes of track, and subsequently allowable speeds, based on established and fixed limits on track geometry anomalies.  For example, tracks may be grouped in the same class regardless of the number of near defects per mile associated with each.  Future activities will attempt to further qualify such differences in track quality based on the frequency of anomalies or near anomalies, the prevalence of certain combination of anomalies, the rate of degradation, and the severity of carbody/truck vibrations and wheel/rail forces that may result from the interaction of designated railroad cars with such tracks.

Wheel/Rail Interaction and Lubrication

This is a comprehensive effort that addresses critical behavior of the wheel-rail interface as it controls the safe behavior of the wheel flange on both curved and tangent track.  Wheel/rail contact safety is addressed from a systems viewpoint; and specific areas of investigation will include the effects of rail lubrication and railhead grinding upon safe performance of this interface, and in particular their effects on hunting and curving behaviors.  This work is planned to continue until FY 2005.  Other activities include a cooperative research program between the FRA and APTA to develop wheel and rail profile standards for commuter and passenger rail operations, and a cooperative research program between the FRA and AAR to assess the impact on hollow tread worn wheels on derailment safety.  The latter, in coordination with one of AAR’s Strategic Research Initiatives, will provide for an increased awareness of the causes of wheel profile related derailments and ultimately the identification of ways to reduce their risk and occurrence.  Another cooperative agreement between the FRA and the National Research Council of Canada will focus on wheel/rail friction management and profile optimization for commuter and passenger rail services.   This work is planned to continue until FY 2005.

Forces in Special Trackwork

Research in this area is intended to examine methods and techniques for reducing wheel/rail forces that are generated when traversing special trackwork.  Emphasis is planned on field retrofits and maintenance practices which can reduce the generally high interaction forces that typically result in poor ride quality and high maintenance costs, and in some cases, accidents and derailments.  This research is ongoing.

VEHICLE-TRACK PERFORMANCE

Vehicle/Track Interaction Safety Criteria

The FRA has recently issued new vehicle/track interaction safety criteria for the high-speed track classes 6 to 9, which allow operational speeds ranging from 80 to 200 miles per hour.  The criteria have been already successfully applied in the qualification of a number of new types of passenger equipment, such as Amtrak’s Acela Express trainsets and Kawasaki by-level commuter coaches, for higher speed operations in the Northeast Corridor.  This success, however, still pointed to a number of areas that require further research.  Examples include the determination of whether additional safety limits are needed to control short wavelength track warp, and the possibility of tighter limits on the allowable net lateral axle load ratio under heavier axle loads to better control track panel shift.  FRA R&D will continue its support to the Office of Safety in these safety critical areas to develop an objective assessment of the new standards and to provide rational basis for future refinements and/or revisions.  This research effort in safety support is expected to continue throughout the next five years as the new safety criteria are implemented in light of near-term upgrades to higher speed services on the Northeast Corridor and elsewhere in the country.

In a new project that will start in FY 2002, FRA will begin to analyze and establish the requirements for passenger ride safety and quality under high-speed train operations.  High-speed rail travel induces vertical as well as horizontal vibrations into the passenger carrying vehicles.  These vibrations, which can excite a wide frequency range, are transmitted at the floor level to the traveling passengers.  The impact of short duration transient vibrations on occupant safety is little understood.  Analysis, and possibly limited laboratory testing, may be required to determine the limits of vertical and horizontal vibrations that may impact passenger’s safety.  FRA’s track safety standards for high-speed rail operations intend to limit the dynamic motion of passenger carrying vehicles and additional research is needed to better define the safe and acceptable limits for such motion.

In a complimentary activity, the FRA R&D in collaboration with the Office of Safety, Amtrak, the freight railroads, and various State DOT’s and commuter authorities, will continue the deployment of its latest track inspection research car, the T-16, on designated high-speed rail corridors and other rail passenger routes around the country.  These tests will provide FRA with simultaneous measurements of track geometry, wheel/rail forces, and ride quality for safety assessment of current and proposed rail operations.  Data from these tests will also provide input for a variety of modeling and analytical activities as described in the above sections.

Vehicle/Track Interaction under Heavy Axle Loads

This research area focuses on the influence of axle load increases on derailment tendencies and other aspects of vehicle/track interaction that are not addressed by consideration of structural strength alone.  Recent research by the industry provided the preliminary conclusion that heavier axle loads do not necessarily produce higher lateral to vertical load ratios, parameters which are central to many derailment scenarios including wheel climb.  However, recent FRA-funded studies indicated that heavier axle loads could increase the risk of gage widening derailments.  Other findings point to the increase in wheel/rail contact stresses and dynamic forces due to the accelerated surface degradation.  Continued research in this area will provide FRA with an enhanced understanding of the significance of heavier axle loads to these critical system performance issues and their full impact on derailment and safety.  This ongoing research is planned to continue until FY 2003.

Modeling and Simulation of Vehicle/Track Interaction

In support of many of the activities in this area, the development of a comprehensive vehicle-track model and a wheel/rail interaction model will be necessary for the success of several research and regulatory efforts undertaken by the FRA as a whole.  Such an integrated system model can provide, for example, much needed support to:

  • The evaluation of high-speed rail operation on existing track;
  • The refinement of FRA’s track geometry standards;
  • Accident investigations; and
  • Additional performance-based rulemaking for safe train operation. 
The effort will be devoted to the development of a detailed model of the track structure to be interfaced with an equally detailed vehicle model.  Additional efforts will focus on the development of analytical models for predicting the overall surface degradation, wear, and fatigue of the various track components as post-processors to the system model.  This research is planned to continue throughout the next five-year period.

Table 4.5
Planned Timeline for Track/Train Interaction Projects
Table 4.5: Planned timeline for Track/Train Intraction projects


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